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Placement agents

Broker-dealers that venture funds paid to sell their offerings, as the funds reported on Form D. For fund managers deciding whether to hire one, and which firms work with funds their size.

  • All 178, by name and place. With what each one does, in its own words or the register’s.
  • From the public record. From SEC Form D data sets, linked to each entry’s source.
  • Take it with you. Every capital source as CSV, and all of them searchable together in Capital Sources.

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178 placement agents on the record

Placement agents by where they are
Placement agents by where they arePlacement agents by where they are. New York: 74; California: 22; Connecticut: 14; Florida: 12; Massachusetts: 8; Illinois: 6; Texas: 5; Pennsylvania: 4; Elsewhere: 33.New YorkNew York: 7474CaliforniaCalifornia: 2222ConnecticutConnecticut: 1414FloridaFlorida: 1212MassachusettsMassachusetts: 88IllinoisIllinois: 66TexasTexas: 55PennsylvaniaPennsylvania: 44ElsewhereElsewhere: 3333
The numbers
WhereSources
New York74
California22
Connecticut14
Florida12
Massachusetts8
Illinois6
Texas5
Pennsylvania4
Elsewhere33
Placement agents, by name
SourceLocationOn the record
16 Points, LLCPlacement agentNew YorkNY3 venture funds since 20214 since 2019 · median fund $3.8M
50 South Capital Advisors, LLCPlacement agentChicagoIL4 venture funds since 20214 since 2025 · median fund $1.5B
ABG, LLCPlacement agentNew YorkNY6 venture funds since 202111 since 2018 · median fund $157M
Acalyx Advisors, Inc.Placement agentNew YorkNY2 venture funds since 20215 since 2017 · median fund $106M
Access Securities, LLCPlacement agentStamfordCT4 venture funds since 20214 since 2022 · median fund $42M
Acervus Securities, Inc.Placement agentNew YorkNY3 venture funds since 20214 since 2021 · median fund $744M
Allegro Securities LLCPlacement agentChicagoIL2 venture funds, 2016–2020None since 2021 · median fund $117M
Alto Securities, LLCPlacement agentNashvilleTN4 venture funds since 20214 since 2023 · median fund $20M
American Trust Investment Services, Inc.Placement agentSan ClementeCA2 venture funds since 20212 since 2024 · median fund $1.9M
Apple Lane Group, LLCPlacement agentLancasterMA4 venture funds, 2010–2020None since 2021 · median fund $88M
Aqueduct Capital Group, LLCPlacement agentCharlotteNC2 venture funds, 2015–2018None since 2021 · median fund $130M
Artist Capital LLCPlacement agentNew YorkNY13 venture funds since 202130 since 2013 · median fund $83M
Asante Capital Group Advisors LLCPlacement agentLondonUnited Kingdom4 venture funds since 202110 since 2013 · median fund $207M
Ascent Capital Advisors (America) LLCPlacement agentWestportCT1 venture fund since 20219 since 2016 · median fund $14M
Atlantic-Pacific Capital, Inc.Placement agentGreenwichCT1 venture fund since 20216 since 2012 · median fund $478M
Ausdal Financial Partners, Inc.Placement agentDavenportIA1 venture fund since 20214 since 2019 · median fund $3.5M
Aviditi Financial, LLCPlacement agentDallasTX3 venture funds since 20215 since 2021 · median fund $322M
Avondale Partners, LLCPlacement agentNashvilleTN2 venture funds, 2017–2019None since 2021 · median fund $3.4M
BA Securities, LLCPlacement agentW. ConshohockenPA3 venture funds since 20218 since 2014 · median fund $130M
Bain Capital Distributors, LLCPlacement agentBostonMA4 venture funds since 202111 since 2018 · median fund $450M
BCW Securities LLCPlacement agentWestportCT12 venture funds since 202116 since 2020 · median fund $3.2M
Bentley Securities CorporationPlacement agentNew YorkNY1 venture fund since 20215 since 2015 · median fund $51M
BHA Select Network, LLCPlacement agentBostonMA2 venture funds since 20215 since 2016 · median fund $60M
Bradley Woods & Co. LTDPlacement agentNew YorkNY3 venture funds since 20215 since 2013 · median fund $128M
Brooklands Capital Strategies BD, LPPlacement agentSan FranciscoCA3 venture funds since 20213 since 2021 · median fund $186M
BTIG, LLCPlacement agentSan FranciscoCA3 venture funds since 20217 since 2015 · median fund $118M
Bulltick, LLCPlacement agentMiamiFL2 venture funds, 2020–2021None since 2021 · median fund $146M
Butler Capital PartnersPlacement agentOyster BayNY2 venture funds since 20213 since 2017 · median fund $24M
Campbell Lutyens & Co. Inc.Placement agentNew YorkNY11 venture funds since 202112 since 2020 · median fund $548M
CapLink Securities, Inc.Placement agentHermosa BeachCA3 venture funds since 20213 since 2021 · median fund $52M
Castle Hill Capital Partners, Inc.Placement agentNew YorkNY1 venture fund since 20213 since 2018 · median fund $91M
Cavu Securities LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2020 · median fund $74M
CC Securities, LLCPlacement agentStamfordCT2 venture funds since 20212 since 2023 · median fund $89M
Champlain Advisors, LLCPlacement agentChristianstedVI1 venture fund since 20212 since 2020 · median fund $435M
Chatsworth Securities LLCPlacement agentGreenwichCT1 venture fund since 20212 since 2017 · median fund $218M
Citi Private Alternatives, LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2022 · median fund $514M
Citigroup Global Markets Inc.Placement agentNew YorkNY3 venture funds since 20213 since 2022 · median fund $514M
Columbus Advisory Group, LtdPlacement agentNew YorkNY3 venture funds, 2016–2018None since 2021 · median fund $47M
Compass Securities CorporationPlacement agentBraintreeMA2 venture funds since 20214 since 2021 · median fund $74M
Connaught (U.S.) LLCPlacement agentLondonUnited Kingdom7 venture funds since 20217 since 2022 · median fund $326M
Credit Suisse Securities (USA) LLCPlacement agentNew YorkNY4 venture funds, 2014–2021None since 2021 · median fund $140M
Crewe Capital, LLCPlacement agentSalt Lake CityUT7 venture funds, 2016–2019None since 2021 · median fund $6M
Crito Capital LLCPlacement agentWestportCT5 venture funds since 20219 since 2016 · median fund $75M
CUE Capital Limited PartnershipPlacement agentMiamiFL2 venture funds since 20219 since 2009 · median fund $51M
CV Brokerage, Inc.Placement agentWest ConshohockenPA7 venture funds, 2011–2018None since 2021 · median fund $68M
Denning & Company LLCPlacement agentSan FranciscoCA4 venture funds since 202110 since 2014 · median fund $315M
East Wind Securities, LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2024 · median fund $17M
Eaton Partners, LLCPlacement agentRowaytonCT5 venture funds, 2013–2018None since 2021 · median fund $174M
Edgeline Capital, LLCPlacement agentLos AngelesCA2 venture funds, 2015–2021None since 2021 · median fund $339M
Emerson Equity LLCPlacement agentSan MateoCA1 venture fund since 20214 since 2015 · median fund $40M
Empire State Financial, Inc.Placement agentLong BeachNY3 venture funds, 2015–2018None since 2021 · median fund $39M
Entoro Securities, LLCPlacement agentHoustonTX2 venture funds since 20212 since 2022 · median fund $128M
Equus Financial Consulting LLCPlacement agentNew CanaanCT3 venture funds since 20216 since 2018 · median fund $74M
Evercore Group, L.L.C.Placement agentNew YorkNY2 venture funds since 20212 since 2025
FAP USA, L.P.Placement agentNew YorkNY1 venture fund since 20213 since 2016 · median fund $336M
Far Hills Group, LLCPlacement agentNew YorkNY4 venture funds since 20218 since 2020 · median fund $386M
FDX Capital, LLCPlacement agentNew YorkNY4 venture funds since 20217 since 2017 · median fund $154M
Fidelity Brokerage Services LLCPlacement agentSmithfieldRI2 venture funds since 20212 since 2024 · median fund $25M
Fidelity Distributors Company LLCPlacement agentSmithfieldRI2 venture funds since 20212 since 2024 · median fund $25M
Finalis Securities LLCPlacement agentNew YorkNY19 venture funds since 202119 since 2022 · median fund $35M
FNEX Capital, LLCPlacement agentIndianapolisIN7 venture funds since 20218 since 2019 · median fund $146M
FocusPoint Private Capital GroupPlacement agentNew YorkNY3 venture funds since 20217 since 2016 · median fund $129M
Forge Securities LLCPlacement agentSan FranciscoCA2 venture funds since 20214 since 2015 · median fund $15M
Fort Ghent Brokerage LLCPlacement agentNew YorkNY2 venture funds, 2015–2016None since 2021 · median fund $14M
Four Points Capital Partners LLCPlacement agentRidgewoodNJ5 venture funds since 20216 since 2020 · median fund $4M
Franklin Distributors, LLCPlacement agentSan MateoCA6 venture funds since 20219 since 2021 · median fund $50M
Franklin Templeton Financial Services Corp.Placement agentSan MateoCA3 venture funds, 2018–2021None since 2021 · median fund $90M
Frontier Solutions, LLCPlacement agentRichmondVA8 venture funds since 202119 since 2015 · median fund $61M
Galileo Global Securities, LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2018 · median fund $24M
Gallatin Capital LLCPlacement agentNew YorkNY1 venture fund since 20213 since 2017 · median fund $10M
GB Capital Markets LLCPlacement agentWashingtonDC2 venture funds since 20212 since 2024 · median fund $24M
GCA Advisors, LLCPlacement agentSan FranciscoCA13 venture funds, 2014–2021None since 2021 · median fund $122M
Global Alliance Securities, LLCPlacement agentNew YorkNY3 venture funds, 2018–2020None since 2021 · median fund $20M
Goldman Sachs & Co. LLCPlacement agentNew YorkNY32 venture funds since 202133 since 2021 · median fund $1.1B
Great Point CapitalPlacement agentChicagoIL1 venture fund since 20213 since 2017 · median fund $3.6M
Greenhill & Co., LLCPlacement agentNew YorkNY2 venture funds since 20215 since 2013 · median fund $450M
Growth Capital Services, Inc.Placement agentSan FranciscoCA4 venture funds since 202113 since 2015 · median fund $61M
GT Securities, Inc.Placement agentLos AngelesCA5 venture funds since 20218 since 2020 · median fund $30M
Hamilton Miller Investments, LLCPlacement agentCentennialCO5 venture funds, 2013–2018None since 2021 · median fund $124M
Harken Capital Securities, LLCPlacement agentScituateMA3 venture funds since 20217 since 2013 · median fund $192M
Herndon Plant Oakley, Ltd.Placement agentCorpus ChristiTX1 venture fund since 20212 since 2021 · median fund $1.2M
Hollister Associates, LLCPlacement agentMount PleasantSC23 venture funds since 202134 since 2017 · median fund $80M
Hudson Capital Advisors BD LLCPlacement agentSanta MonicaCA3 venture funds since 20213 since 2023 · median fund $65M
Ineo Capital, LLCPlacement agentMiamiFL2 venture funds, 2017None since 2021 · median fund $181M
Innovation Partners LLCPlacement agentCharlotteNC8 venture funds since 202119 since 2018 · median fund $113M
INTE Securities LLCPlacement agentNew YorkNY6 venture funds since 202111 since 2015 · median fund $41M
Intellivest Securities, Inc.Placement agentRiverdaleGA3 venture funds, 2015–2021None since 2021 · median fund $120M
Interactive Broker LLCPlacement agentGreenwichCT2 venture funds, 2016–2018None since 2021
InvestX Markets LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2020 · median fund $47M
Invicta Capital LLCPlacement agentMonroevillePA2 venture funds since 20213 since 2021 · median fund $256M
ISPartners Investment Solutions AGPlacement agentZurichSwitzerland2 venture funds since 20215 since 2018 · median fund $157M
Itau International Securities Inc.Placement agentMiamiFL2 venture funds since 20212 since 2021 · median fund $6.8B
J.P. Morgan Securities LLCPlacement agentNew YorkNY57 venture funds since 202191 since 2011 · median fund $262M
Jefferies LLCPlacement agentNew YorkNY7 venture funds since 202110 since 2015 · median fund $479M
JMP Securities, LLCPlacement agentSan FranciscoCA2 venture funds since 20212 since 2020 · median fund $75M
Kalorama Capital, LLCPlacement agentWashingtonDC3 venture funds, 2009–2016None since 2021 · median fund $44M
Keel Point Capital, LLCPlacement agentHuntsvilleAL2 venture funds since 20212 since 2025 · median fund $5.4M
Kelson Capital LLCPlacement agentNew YorkNY1 venture fund since 20213 since 2021 · median fund $141M
KEMA Partners LLCPlacement agentMill ValleyCA1 venture fund since 20212 since 2021 · median fund $246M
Kingswood Capital Partners, LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2022 · median fund $11M
Kotak Mahindra, Inc.Placement agentNew YorkNY1 venture fund since 20212 since 2017 · median fund $16M
Laidlaw & Company (UK) Ltd.Placement agentNew YorkNY4 venture funds since 202110 since 2013 · median fund $3.7M
Landolt SecuritiesPlacement agentOshKoshWI1 venture fund since 20213 since 2017 · median fund $3.6M
Lazard Freres & Co. LLCPlacement agentNew YorkNY8 venture funds since 202119 since 2011 · median fund $307M
Leumi Investment Services IncPlacement agentNew YorkNY2 venture funds, 2018–2020None since 2021 · median fund $58M
Liberty Tree Advisors, LLCPlacement agentActonMA5 venture funds, 2014–2017None since 2021 · median fund $57M
LOHI SecuritiesPlacement agentDenverCO1 venture fund since 20213 since 2018 · median fund $132M
Marco Polo Securities Inc.Placement agentNew YorkNY1 venture fund since 20213 since 2012 · median fund $290M
Mercury Capital Advisors, LLCPlacement agentNew YorkNY3 venture funds since 202110 since 2018 · median fund $262M
MicroVenture Marketplace, Inc.Placement agentAustinTX38 venture funds, 2011–2020None since 2021 · median fund $120K
MMX Global Partners LLCPlacement agentBoca RatonFL1 venture fund since 20212 since 2018 · median fund $117M
Moloney SecuritiesPlacement agentSt. LouisMO1 venture fund since 20213 since 2017 · median fund $3.6M
Monument Group, Inc.Placement agentBostonMA7 venture funds since 202116 since 2015 · median fund $647M
Morgan Stanley Smith Barney LLCPlacement agentPurchaseNY18 venture funds since 202126 since 2015 · median fund $394M
Newbridge SecuritiesPlacement agentBoca RatonFL1 venture fund since 20215 since 2017 · median fund $3.6M
NewEdge WealthPlacement agentDarienCT2 venture funds since 20212 since 2021 · median fund $479M
Northland Securities, Inc.Placement agentMinneapolisMN3 venture funds, 2017–2021None since 2021 · median fund $25K
NPM Securities, LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2025 · median fund $36M
Nuveen Securities, LLCPlacement agentChicagoIL1 venture fund since 20212 since 2019 · median fund $205M
Oakpoint Solutions, LLCPlacement agentTampaFL3 venture funds since 20216 since 2016 · median fund $31M
OCP Capital, LLCPlacement agentBedford HillsNY2 venture funds since 20213 since 2019 · median fund $203M
Old City Securities LLCPlacement agentNew YorkNY8 venture funds since 202113 since 2017 · median fund $82M
OmniCap, LLCPlacement agentNew YorkNY2 venture funds since 20213 since 2012 · median fund $277M
Oppenheimer & Co. Inc.Placement agentNew YorkNY14 venture funds since 202117 since 2016 · median fund $56M
Palladium Capital Group, LLCPlacement agentVeniceFL2 venture funds since 20212 since 2021 · median fund $106M
Papamarkou Wellner & Co., Inc.Placement agentNew YorkNY5 venture funds since 20216 since 2012 · median fund $113M
Park Hill Group LLCPlacement agentNew YorkNY4 venture funds, 2015–2020None since 2021 · median fund $100M
Pickwick Capital Partners, LLCPlacement agentWhite PlainsNY10 venture funds since 202115 since 2013 · median fund $80M
Pinnacle Capital Securities, LLCPlacement agentLong BeachCA2 venture funds since 20212 since 2023 · median fund $32M
Piper Sandler & Co.Placement agentMinneapolisMN2 venture funds since 20214 since 2021 · median fund $375M
PJT Partners LPPlacement agentNew YorkNY6 venture funds since 20218 since 2021 · median fund $604M
Probitas Funds Group, LLCPlacement agentSan FranciscoCA1 venture fund since 202113 since 2009 · median fund $250M
Profor Securities, LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2016 · median fund $79M
PTP Securities, LLCPlacement agentSimsburyCT2 venture funds, 2015–2018None since 2021 · median fund $383M
R. F. Lafferty & Co., Inc.Placement agentNew YorkNY2 venture funds since 20212 since 2024 · median fund $23M
Race Rock Capital LLCPlacement agentBostonMA2 venture funds, 2016–2019None since 2021 · median fund $16M
Raine Securities LLCPlacement agentNew YorkNY1 venture fund since 20213 since 2013 · median fund $77M
Rainmaker Securities, LLCPlacement agentMiamiFL3 venture funds since 20217 since 2015 · median fund $21M
Raymond James & Associates, Inc.Placement agentSt. PetersburgFL8 venture funds since 202119 since 2018 · median fund $373M
RBC Capital Markets LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2021 · median fund $1B
Revere Securities LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2022 · median fund $10M
Robert W. Baird & Co. IncorporatedPlacement agentMilwaukeeWI2 venture funds since 20212 since 2022 · median fund $201M
Rose Capital Advisors, LLCPlacement agentMiami BeachFL2 venture funds since 20212 since 2021 · median fund $102M
Roth Capital Partners, LLCPlacement agentNewport BeachCA10 venture funds, 2013–2015None since 2021 · median fund $1.6M
SAF Financial Securities, LLCPlacement agentNew YorkNY1 venture fund since 20212 since 2020 · median fund $262M
Sanders Morris Harris LLCPlacement agentHoustonTX4 venture funds, 2009–2020None since 2021 · median fund $62M
Sandler O'Neill & Partners, L.P.Placement agentNew YorkNY2 venture funds, 2019–2020None since 2021 · median fund $310M
Saxony Securities Inc.Placement agentNew YorkNY2 venture funds, 2020–2021None since 2021 · median fund $33M
Seaport Global Securities LLCPlacement agentNew YorkNY2 venture funds since 20212 since 2021 · median fund $477M
Setter Capital Inc.Placement agentTorontoOntario, Canada2 venture funds, 2016None since 2021 · median fund $4.9M
Siena Global Securities, LLCPlacement agentMill ValleyCA4 venture funds since 20219 since 2018 · median fund $30M
Silber Bennett Financial, Inc.Placement agentSherman OaksCA4 venture funds, 2014–2015None since 2021 · median fund $2.9M
Silver Leaf Partners, LLCPlacement agentNew YorkNY3 venture funds since 20216 since 2019 · median fund $96M
Snowbridge Securities LLCPlacement agentPalm Beach GardensFL2 venture funds since 20214 since 2019 · median fund $207M
Sparring Partners Capital LLCPlacement agentNew YorkNY5 venture funds since 202119 since 2014 · median fund $207M
SSG Capital Advisors, LLCPlacement agentCanshohockenPA2 venture funds, 2018–2019None since 2021 · median fund $209M
Stifel, Nicolaus & Company, IncorporatedPlacement agentSt. LouisMO14 venture funds since 202131 since 2016 · median fund $159M
Stonehaven, LLCPlacement agentNew YorkNY17 venture funds since 202121 since 2019 · median fund $62M
Strathmore Group LLCPlacement agentSouthamptonNY3 venture funds since 20213 since 2023 · median fund $75M
SW-FinancialPlacement agentMelvilleNY2 venture funds since 20213 since 2018 · median fund $9.4M
Synergy Capital I, LLCPlacement agentNew YorkNY3 venture funds, 2017–2021None since 2021 · median fund $85M
The Enterprise Securities CompanyPlacement agentFarmington HillsMI5 venture funds since 20215 since 2024 · median fund $2.2M
Thomas Capital Group, Inc.Placement agentGig HarborWA5 venture funds, 2014–2021None since 2021 · median fund $108M
TopCap Partners, Inc.Placement agentSouthamptonNY2 venture funds, 2018–2020None since 2021 · median fund $206M
Triago Americas, Inc.Placement agentNew YorkNY2 venture funds since 20216 since 2016 · median fund $89M
UBS Financial Services Inc.Placement agentWeehawkenNJ7 venture funds since 202115 since 2016 · median fund $267M
UBS Securities LLCPlacement agentNew YorkNY5 venture funds since 202110 since 2014 · median fund $324M
Uhlmann Price Securities, LLCPlacement agentChicagoIL3 venture funds since 20213 since 2018 · median fund $3.7M
Umergence LLCPlacement agentPlantsvilleCT5 venture funds since 20215 since 2021 · median fund $91M
Vanderbilt Securities LLCPlacement agentWoodburyNY1 venture fund since 20213 since 2019 · median fund $3.6M
VCP Advisors LLCPlacement agentNew YorkNY8 venture funds, 2015–2021None since 2021 · median fund $435M
VNTR Securities LLCPlacement agentNew YorkNY2 venture funds, 2020–2021None since 2021 · median fund $41M
WaveCrest Securities, LLCPlacement agentNew YorkNY6 venture funds, 2018–2020None since 2021 · median fund $541M
Weild & Co.Placement agentBoulderCO2 venture funds since 20215 since 2014 · median fund $53M
William Blair & Company, L.L.C.Placement agentChicagoIL2 venture funds since 20212 since 2024 · median fund $120M
Worden Capital Management, LLCPlacement agentGarden CityNY3 venture funds, 2020–2021None since 2021 · median fund $4.6M
WR Hambrecht + Co, LLCPlacement agentSan FranciscoCA6 venture funds, 2013–2018None since 2021 · median fund $121M
XT Capital Partners, LLCPlacement agentWestportCT2 venture funds since 20216 since 2014 · median fund $135M

Other sources of capital

Angel groups Venture debt lenders Revenue-based financing providers Corporate venture arms Sovereign wealth funds Venture studios University venture funds Wealth platforms Corporate pension plans SBICs Union pension plans Pension master trusts Crowdfunding portals Community development lenders SBA lenders Federal R&D grant programs

About the data

Placement agents. Firms that venture capital funds named on Form D as paid to sell their offerings (the form’s sales compensation item), in every filing through 2026-09-30. Firms only: a recipient counts as the broker-dealer it is associated with, by that firm’s CRD number, or under its own name when it has a CRD number and the name is a business’s; individuals are never listed. A fund is an offering by a pooled investment fund that calls itself a venture capital fund; funds registered under the Investment Company Act, single-deal vehicles, feeders, and series are left out, and parallel vehicles of one fund count once. Listed firms were named by at least 2 venture funds on filings since 2015. Funds served counts every venture fund that named the firm since 2008; recent means on a filing since 2021-09-30. The median is of what those funds reported raising. States are the ones the firm solicited in for the most funds, when a filing named states and not all of them. Being named here means a fund reported paying the firm; it is not a recommendation, and a firm may sell far more than venture funds. As of September 30, 2026. Source: SEC Form D data sets.

Organizations only: no individuals are listed. A listing is a public record, not a recommendation.

Data feed: every capital source as CSV.

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